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REVIEW

Cakes And Ale

They do things differently up north, tha’ knows. David Cowell of Myddleton Croft Investment Ma...

FEATURED

Kim Jong Putin?

Michael Wilson doesn’t have many doubts about who’s scared Santa Claus away this Christm...

COMPLIANCE

Tame Your Technology

Lee Werrell, CEO of ComplianceConsultant.org, Says Advisers Need to Sharpen Up Their Technology Comp...

Fessing Up To The Regulator

Lee Werrell,  CEO of Compliance Consulant.org, Concludes His Practical Guide to Managing A Regulator...

Oops, so you’ve goofed?

Okay, so you’ve made a mistake and it’s time to fess up to the regulator and […]

Attestations – A New Worry

Watch Your Back, Says compliance specialist Lee Werrell. The Regulator’s Toughening Up On Affi...

Disclosure – Clarity Please

The FCA’s latest review into disclosure doesn’t shed any new light, says Compliance Cons...

PS 14/4: Linguistic Lunacy

Compliance Consultant Lee Werrell says that PS14/4, on the FCA’s Regulatory Approach to Crowdf...

NEWS & REVIEWS

Cakes And Ale

They do things differently up north, tha’ knows. David Cowell of Myddleton Croft Investment Ma...

Innocent Whistle

So Martin Wheatley is forgoing his bonus after a brief encounter in which the FCA “failed [&he...

Launch of Aviva Target Return Fund

Aviva Investors has launched the second fund within its Aviva Investors Multi-Strategy (AIMS) range....
Posted On 01 Dec 2014

FCA

FCA Publications – January to March 2014

The following abbreviated summary of FCA publications and announcements has been compiled by IFA Mag...

FCA Publications – July to December 2013

Important: The following abbreviated summary of FCA publications and announcements has been compiled...

IFA BLOG

Disruptive Technology Will Change Saving Behaviours

By Paul Yates, Development Director, Selectapension Disruptive technology is the buzz word in gettin...
Posted On 12 Dec 2014

Russian Rouble Tanks

Neil Davies, Head of Trading at PlutusFX, takes a look at the Russian Rouble. Whatever […]
Posted On 12 Dec 2014

Investment Doctor – Your Opinion Counts!

To celebrate 12 months of our wonderful investment doctor column, we’re giving away a festive [&hell...
Posted On 10 Dec 2014

Keep ‘Em Guessing

Your Will? It’s All About Managing Expectations, Says Richard Harvey   I’ve never signed up [&h...