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Oops, so you’ve goofed?

: Okay, so you've made a mistake and it's time to fess up to the regulator […]

Attestations – A New Worry

Watch Your Back, Says compliance specialist Lee Werrell. The Regulator’s Toughening Up On Affi...

Disclosure – Clarity Please

The FCA’s latest review into disclosure doesn’t shed any new light, says Compliance Cons...

PS 14/4: Linguistic Lunacy

Compliance Consultant Lee Werrell says that PS14/4, on the FCA’s Regulatory Approach to Crowdf...


Jupiter Hits Record

Jupiter Fund Management today announced a record level of funds under management. Assets rose to [&h...
Posted On 30 Jul 2014

Got a Spare £650m?

One of London’s most iconic City buildings is up for sale. The Gherkin, known officially [&hel...
Posted On 29 Jul 2014

Banking Reform Only “Half Complete”

The thinktank ResPublica has published its research paper on the banking sector and it challenges [&...
Posted On 29 Jul 2014


The New Pensions Landscape Is Taking Shape

Jasper Berens, head of UK Funds at JP Morgan Asset Management, and Simon Chinnery, head […]


FCA Publications – January to March 2014

The following abbreviated summary of FCA publications and announcements has been compiled by IFA Mag...


Is America’s Growth Real?

Well, how about that? Yesterday, we learned that the US economy grew at an annual rate [&hellip...

Structured Products Rock!

Take another look, says Michael Wilson:  Be honest, now. Have your conservative portfolios been...

A Room Without A View

Having to stay at Gatwick recently on a business trip, I chose a hotel which […]
Posted On 30 Jul 2014

Supermarket Tax Highlights Hypocrisy

The attempt by local councils to tax the large supermarkets so that the money can […]
Posted On 29 Jul 2014

Death Star Neutralised

The City of London death star has been neutralised. In case you’re wondering which death [&hel...
Posted On 28 Jul 2014


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