Compliance update on: 1. GC12-11 Risks to customers from financial incentives 2. Adviser Charging, Permissions and Discl...

  A round-up of the key issues that are currently shaping the IFA compliance agenda.   1)Absolute Return Funds...

  Lee Werrell, Managing Director of CEI Compliance Ltd, gives his personal round-up of the key issues that are curr...

  Lee Werrell, Managing Director of CEI Compliance Ltd, gives his personal round-up of the key issues that are curr...

The Compliance Doctor Lee Werrell, Managing Director of CEI Compliance Ltd, gives his personal round-up of the key issue...